Information We Collect
We collect certain non-public information about you (“Customer Information”). The essential purpose for collecting Customer Information is to allow us to provide advisory services to you. Customer Information we collect may include:
Information that you provide on applications or other forms. This Customer Information may include personal and household information such as income, spending habits, investment objectives, financial goals, statements of account, and other records concerning your financial condition and assets, together with information concerning employee benefits and retirement plan interests, wills, trusts, mortgages and tax returns.
Identifying information such as your name, age, address, social security number, etc.
Information about your transactions with us, or others (e.g., broker-dealers, clearing firms, or other chosen investment sponsors).
Information we receive from consumer reporting agencies (e.g., credit bureaus), as well as other various materials we may use to provide an appropriate recommendation or to fill a service request.
Security of Your Information
We restrict access to your non-public personal information to those employees who need to know that information to service your account. We maintain physical, electronic and procedural safeguards that comply with applicable federal or state standards to protect your non-public personal information.
Information We Disclose
As required or permitted by law, we disclose the non-public personal information we collect about our customers: (i) to persons necessary to effect the transactions and provide the services that our customers authorize, such as broker-dealers, custodians, independent managers etc.; (ii) to persons assessing our compliance with industry standards (e.g., professional licensing authorities, etc.); (iii) our attorneys, accountants, and auditors; or (iv) as otherwise provided by law. We are permitted by law to disclose the non-public personal information about you to governmental agencies and other third parties in certain circumstances (such as third parties that perform administrative or marketing services on our behalf or for joint marketing programs).
These third parties are prohibited to use or share the information for any other purpose.
Information We Disclose to Affiliated Third Parties
We disclose the following information to affiliated third parties: Financial Information, Name, Address, Social Security Numbers, and Account Information. We only disclose such information when clients express an interest in the products or services associated with our affiliates.
The affiliated third parties to whom we disclose this information include: Garrison Point Capital, LLC and Garrison Point Funds, LLC, and Garrison Point Advisors, LLC.
If you decide to close your account(s) or become an inactive customer, we will adhere to our privacy policies, which may be amended from time to time.
If you have questions about this privacy notice or about the privacy of your customer information call our main number (415) 887-1410 and ask to speak to the Chief Compliance Officer.
Garrison Point Capital, LLC, Garrison Point Funds, LLC, and Garrison Point Advisors, LLC (collectively “Garrison Point”) are all investment advisors in Walnut Creek, CA. The Garrison Point entities are all registered with the Securities and Exchange Commission (“SEC”). Registration of an investment advisor does not imply any specific level of skill or training and does not constitute an endorsement of the firm by the Commission. Garrison Point only transacts business in states in which it is properly registered or is excluded or exempted from registration. A copy of Garrison Point’s current written disclosure brochures, Form ADV Part 1 and Part 2A, filed with the SEC which discusses among other things, Garrison Point’s business practices, services and fees, is available through the SEC’s website at: www.adviserinfo.sec.gov.
The information provided on this website is for informational purposes only and investors should determine for themselves whether a particular service or product is suitable for their investment needs. Please refer to the Form ADV Part 1 and Part 2A for further information concerning specific products or services. The client’s brokerage or custodial statements are the official statement reflecting positions, balances and account values. Please review your brokerage or custodial statement thoroughly.
This site may contain forward-looking statements relating to the objectives, opportunities, and the future performance of the U.S. market generally. Forward-looking statements may be identified by the use of such words as; “believe,” “expect,” “anticipate,” “should,” and other similar terms. Examples of forward-looking statements include, but are not limited to, estimates with respect to financial condition, results of operations, and success or lack of success of any particular investment strategy. All are subject to various factors, including, but not limited to general and local economic conditions, changing levels of competition within certain industries and markets, changes in interest rates, changes in legislation or regulation, and other economic, competitive, governmental, regulatory and technological factors affecting a portfolio’s operations that could cause actual results to differ materially from projected results. Such statements are forward-looking in nature and involve a number of known and unknown risks, uncertainties and other factors, and accordingly, actual results may differ materially from those reflected or contemplated in such forward-looking statements. Prospective investors are cautioned not to place undue reliance on any forward-looking statements or examples. None of Garrison Point or any of its affiliates or principals nor any other individual or entity assumes any obligation to update any forward-looking statements as a result of new information, subsequent events or any other circumstances. All statements made herein speak only as of the date that they were made.
Any reproduction or distribution of this website, as a whole or in part, or the disclosure of the contents hereof, without the prior written consent of Garrison Point is prohibited.
Certain hyperlinks or referenced websites on the Site, if any, are for your convenience and forward you to third parties’ websites, which generally are recognized by their top-level domain name. Any descriptions of, references to, or links to other products, publications or services does not constitute an endorsement, authorization, sponsorship by or affiliation with Garrison Point with respect to any linked site or its sponsor, unless expressly stated by Garrison Point. Any such information, products or sites have not necessarily been reviewed by Garrison Point and are provided or maintained by third parties over whom Garrison Point exercise no control. Garrison Point expressly disclaims any responsibility for the content, the accuracy of the information, and/or quality of products or services provided by or advertised on these third-party sites.
References to indexes and benchmarks are hypothetical illustrations of aggregate returns and do not reflect the performance of any actual investment. There can be no assurance that current investments will be profitable. Actual realized returns will depend on, among other factors, the value of assets and market conditions at the time of disposition, any related transaction costs, and the timing of the purchase. Indexes and benchmarks may not directly correlate or only partially relate to your portfolio as they have different underlying investments and may use different strategies or have different objectives than your portfolio (e.g. The Bloomberg Barclays US Aggregate Bond Index, ticker “LBUSTRUU Index”, is a broad-based flagship benchmark that measures the investment grade, US dollar-denominated, fixed-rate taxable bond market, the BBB US Corporate Index, ticker “C0A4 Index”, is a subset of the US Corporate Index, which tracks investment grade corporate debt publicly issued in the US domestic market, that includes all securities rated BBB1 through BBB3, the Bloomberg Barclays US High Yield Index, ticker “LF98TRUU Index”, measures the US dollar-denominated, high yield, fixed-rate corporate bond market, and the S&P 500 Index, ticker “SPX Index”, is a composite 500 of the largest domestic equities). The portfolio may not include the same investment strategies or investments that are included in the Bloomberg Barclays US Aggregate Bond Index, Bloomberg Barclays US High Yield Index, BBB US Corporate Index, or S&P 500 Index.
All investment strategies have the potential for profit or loss; changes in investment strategies, contributions or withdrawals may materially alter the performance and results of a portfolio. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will be suitable or profitable for a client’s investment portfolio.
Certain information herein has been obtained from third party sources and, although believed to be reliable, has not been independently verified and its accuracy or completeness cannot be guaranteed. Differences may include, but are not limited to, accrued interest calculations on bonds, timing of dividend payments, and pricing differences. No representation is made with respect to the accuracy, completeness or timeliness of this website.
Nothing provided on this site constitutes tax advice. Individuals should seek the advice of their own tax advisor for specific information regarding tax consequences of investments. Investments in securities entail risk and are not suitable for all investors. This site is not a recommendation nor an offer to sell (or solicitation of an offer to buy) securities in the United States or in any other jurisdiction.
Werk, ‘The Future is Flexible: The Important of Flexibility in the Modern Workplace’, The Flexibility Gap, Accessed 14 December 2018, Click Here
Charles Schwab & Co., Inc., March 2018, ‘Independent Advisor Sophomore Study’, No regrets: Nearly all advisors would turn independent again and are happier and wish they’d done it sooner, Accessed 14 December 2018, Click Here
Charles Schwab & Co., Inc., March 2018, ‘Independent Advisor Sophomore Study’, Executive Summary, Accessed 14 December 2018, Click Here
TD Ameritrade, December 18, 2017, ‘2017 Break Away to Independence Survey’, Legal/compliance is a top concern for some breakaways, Accessed 14 December 2018, Click Here
Fidelity Investments, ‘Industry Trends’, Accessed February 9, 2018, Click Here
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